Nicole Caringal, CFP®, AIF®

Senior Vice President. Valliant Wealth Strategies

Nicole Caringal, Senior Vice President and Financial Advisor, is our newest member to Valliant Wealth Strategies, joining our firm in 2020.  Nicole brings over twenty years of finance experience with a long, successful career in management and compliance with Raymond James Financial Services, prior to that she held leadership roles at T. Rowe Price.  Most recently, as an LPL Financial branch manager. In addition to her CFP® and AIF® certification, Nicole’s accomplished licensure includes FINRA Licensed Series 24, 7, 4, 53, 66, 6, and 63, and FINRA Arbitrator. Also, she holds her annuity, health and life insurance license.


Nicole is focused on helping our clients reach their goals by applying her career experience and industry knowledge by diagnosing the situations and offering solutions, when that is what’s needed. Nicole enjoys this partnership of helping clients reach their goals.


Nicole grew up in the Midwest and earned her bachelor’s degree in international business from Illinois State University. She also enjoys volunteering for organizations such as United Way and the American Heart Association, among others. Nicole, her husband Conrad, and their two collegebound children, Mya and Adam, will be relocating to Maryland’s Eastern Shore this summer. When not working you can find Nicole outside walking, biking or gardening.  On a rare day, she can be seen supporting her husband in his triathlon events.